Administration, Risk, Compliance Services
We conduct an objective
review and assessment for your firm to
ensure that proper procedures, policies and
oversight as far as fund administration,
risk management and compliance is in place.
Our primary focus is to ensure integrity of
your operational infrastructure and provide
fund opportunity to create a service
offering that is integral to your fund
investment process. We will demonstrate that
the administration function adds value to
both the investment process and investor
communications, at the level that suits a
particular fund’s needs and assist you in
establishing an effective partnership
with fund administrator and form a
proper operational infrastructure. Few of
our services include:
Fund Administrator due diligence, selection,
setup and integration.
Compliance program development and implementation.
Enterprise risk assessment,
ongoing independent audit, review and
Information security review, assessment and recommendation.
Accounting control, transaction
cost analysis review and
Investor services review - offering,
subscription, tenders, distribution, and capital call.
Objective, independent fund and investment report review.
Offshore Fund Administrator due diligence, selection, setup and integration.
Merger and Acquisition due diligence review.
Review reconciliations with
Prime Broker, Custodian and Fund
Policies and procedures evaluation and development.
- Review NAV calculations and fund
- Review fund fee agreement, management fee,
processing, carryover and claw
back fee calculation.